Disclosures
Advisory services offered through Overture Wealth Management LLC, an investment adviser registered with the Commonwealth of Pennsylvania Department of Banking & Securities. Advisory services are only offered to clients or prospective clients where Overture Wealth Management LLC and its representatives are properly registered or exempt from registration.
The information on this site is not intended as tax, accounting, or legal advice, nor is it an offer or solicitation to buy or sell, or an endorsement of any company, security, fund, or other offering. Information provided should not be solely relied upon for decision making. Please consult your legal, tax, or accounting professionally regarding your specific situation. Investments involve risk and have the potential for complete loss. It should not be assumed that any recommendations made will necessarily be profitable.
The information on this site is provided “AS IS” and without warranties, either express or implied, and the information may not be free from error. Your use of the information provided is at your sole risk.
The information linked to on third-party sites is being provided strictly as a courtesy and convenience. When you link to any of the websites provided here, you are leaving this website. We make no representation as to the completeness or accuracy of information provided at these websites. When you access these websites, you are leaving our website and assume any and all responsibility and risk for use of the websites you are visiting.
Overture Wealth Management LLC will provide all prospective clients with a copy of our current Form ADV, Part 2 and Privacy Policy (“Disclosure Brochure”) prior to commencing an advisory relationship. Existing clients will receive a copy on an annual basis. However, at any time, you can view our current Form ADV Part 2, and Privacy Policy on our website. Additionally, you may contact us to request a hard copy.
If you have any questions regarding compliance and regulatory information, please contact us.
PROFESSIONAL CREDENTIALS DISCLOSURES
Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization’s initial and ongoing certification requirements to use the certification marks.
CFP® certification requirements:
- Complete education course material covering all of the major personal financial planning areas, including investment planning, tax planning, retirement savings and income planning, and estate planning
- Pass the comprehensive CFP® exam
- Obtain a bachelors degree or higher
- Have at least two years of real-life experience providing financial planning services
- Commit to abide by the CFP Board’s Code of Ethics and Standards of Conduct
- Complete 30 hours of continuing education every two years
Chartered Financial Analyst (CFA)
CFA® and Chartered Financial Analyst® are registered trademarks owned by CFA Institute. CFA Institute does not endorse, promote or warrant the accuracy or quality of Overture Wealth Management LLC.
The Chartered Financial Analyst (CFA) charter is a globally respected, graduate-level investment credential established in 1962 and awarded by CFA Institute. Chartered Financial Analysts are licensed by CFA Institute to use the CFA mark.
CFA certification requirements:
- Pass three sequential, six-hour examinations
- Have at least four years of qualified professional investment experience
- Join CFA Institute as members
- Commit to abide by, and annually reaffirm, their adherence to the CFA Institute Code of Ethics and Standards of Professional Conduct
